Business Risk Manager - NewcastleCompany:
Alexander Lloyd Location:
An award winning wealth management group is seeking a Business Risk Manager to join their Newcastle team. The role will be office based with 1-2 days a week travelling around the region visiting advisors.
The Business Risk Manager´s role is to provide specialist support in the management and mitigation of risk to the Business, notably Partners, the Head of Business and his development team.
Provide desk based risk management and consultancy to the Business.
Ensures safe growth of our business by providing field based, 1st line quality control risk review.
Implements corporate policy regarding regulatory requirements to identify and manage the key risks within the Business.
Working towards Level 4 Diploma in Financial Planning with experience working within wealth management/financial planning and working knowledge of appropriate FCA regulations. Candidates from a Compliance/Risk or Advisory/Paraplanning background will be considered.
Please quote (42382) when calling Alexander Lloyd. This is only one of many vacancies we are handling. Alexander Lloyd is a specialist within Financial Services recruitment. Areas of expertise include Compliance Directors, CF10/11, Risk Frameworks, Monitoring, Advisory, Policy, T&C, Quality Assurance/ File Review, AML/KYC etc across the entire financial services sector including investments, banking and insurance. We predominately focus on London, Surrey, Sussex and Kent, although we have also been highly successfully in offering national solutions. Due to the high amount of interest that we receive for each of our roles unfortunately we cannot respond to each application individually, therefore if you do not hear back from one of our consultants you have not been shortlisted for this role. Please continue to check our website www.alexanderlloyd.co.uk for any other roles which may be of interest.
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